NVIC 10-14: STCW Master and Chief Mate qualification guidance
Last reviewed: October 14, 2026
This change notice updates Coast Guard guidance on qualifying for STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level). CH-5 extends the period for accepting assessments signed by assessors who are not approved QAs. The guidance is not a regulation and imposes no legally-binding requirements.
What it says
The Coast Guard will use NVIC 10-14 and 46 CFR 11.305 and 11.307 when establishing whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level).
“The Coast Guard will use NVIC 10-14 and 46 CFR 11.305 and 11.307 when establishing”
The Coast Guard will keep allowing STCW assessments to be signed by an assessor who meets the requirements on page 1 of Enclosure (2) of this NVIC and in NVIC 19-14, until December 31, 2028.
“the Coast Guard will continue to allow STCW assessments to be signed by an assessor who meets the requirements specified on page 1 of Enclosure (2) of this NVIC and in NVIC 19-14 until December 31, 2028.”
Assessments signed under this extension must be submitted to the Coast Guard as part of a complete application no later than June 30, 2029.
“These assessments must be submitted to the Coast Guard as part of a complete application no later than June 30, 2029.”
Qualified military personnel need not be approved QAs and may keep signing assessments after December 31, 2028.
“Qualified military personnel need not be approved QAs and may continue to sign assessments after December 31, 2028.”
This guidance does not impose legally-binding requirements on any party.
“It is not intended to, nor does it impose legally-binding requirements on any party.”
Common questions
Until when can non-approved assessors sign STCW assessments?
The Coast Guard will continue to allow assessments signed by an assessor who meets the stated requirements until December 31, 2028.
“the Coast Guard will continue to allow STCW assessments to be signed by an assessor who meets the requirements specified on page 1 of Enclosure (2) of this NVIC and in NVIC 19-14 until December 31, 2028.”
What is the deadline to submit assessments signed under the extension?
They must be submitted as part of a complete application no later than June 30, 2029.
“These assessments must be submitted to the Coast Guard as part of a complete application no later than June 30, 2029.”
Do military assessors have to be approved QAs?
No. Qualified military personnel need not be approved QAs and may continue to sign assessments after December 31, 2028.
“Qualified military personnel need not be approved QAs and may continue to sign assessments after December 31, 2028.”
Is NVIC 10-14 a binding regulation?
No. The text says it is not itself a regulation and does not impose legally-binding requirements on any party.
“It is not intended to, nor does it impose legally-binding requirements on any party.”
The text of NVIC 10-14
U.S. Coast Guard, NVIC 10-14 (main body; enclosures not shown)
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721
Commandant US Coast Guard Stop 7509 United States Coast Guard 2703 Martin Luther King Jr. Ave. SE Washington, DC 20593-7509 Staff Symbol: CG-MMC Phone: (202) 372-2357 Fax: (202) 372-1246 E-Mail: MMCPolicy@uscg.mil COMDTCHANGENOTE 16721 NVIC 10-14 November 22, 2023 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14, CH-5 Subj: CHANGE 5 TO GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 Ref: (a) Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level), NVIC 10-14, COMDTPUB 16721
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — PURPOSE. This Commandant Change Notice publishes CH-5 to NVIC 10-14.
PURPOSE. This Commandant Change Notice publishes CH-5 to NVIC 10-14.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — ACTION. The Coast Guard will use NVIC 10-14 and 46 CFR 11.305 and 11.307 when establishing
whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level).
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — DIRECTIVES AFFECTED. With the release of this Commandant Change Notice, NVIC 10-14 is
updated.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — DISCUSSION. The Coast Guard is aware that as a result of the limited number of approved QAs,
there may be a hardship on mariners trying to complete STCW assessments after December 31, 2023. In consideration of this, the Coast Guard will continue to allow STCW assessments to be signed by an assessor who meets the requirements specified on page 1 of Enclosure (2) of this NVIC and in NVIC 19-14 until December 31, 2028. These assessments must be submitted to the Coast Guard as part of a complete application no later than June 30, 2029. Qualified military personnel need not be approved QAs and may continue to sign assessments after December 31, 2028. This Commandant Change Notice revises NVIC 10-14 to reflect this extension.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — DISCLAIMER. This guidance is not a substitute for applicable legal requirements, nor is it itself a
regulation.
It is not intended to, nor does it impose legally-binding requirements on any party.
This guidance represents the Coast Guard’s current thinking on this topic and may assist industry, mariners, the general public, and the Coast Guard, as well as Federal and State regulators, in applying statutory and regulatory requirements.
Alternative approaches for fulfilling this policy may be acceptable if the approach satisfies the requirements of the applicable statutes and regulations.
DISTRIBUTION – SDL No. 170 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X X D E X X F G H NON-STANDARD DISTRIBUTION: Subj: CHANGE 5 TO GUIDELINES ON QUALIFICATION FOR COMDTCHANGENOTE 16721 STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON NVIC 10-14 VESSELS OF 3,000 GT OR MORE (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 7.
ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS. a.
The development of this Commandant Change Notice and the general policies contained within it have been thoroughly reviewed under Department of Homeland Security Directive 023-01 and Environmental Planning COMDTINST 5090.1 (series) by the originating office, and are categorically excluded (CE) from further environmental analysis under paragraph #A3 in Table 3- 1 of U.S.
Coast Guard Environmental Planning Implementing Procedures 5090.1.
Because this Commandant Change Notice implements, without substantive change, the applicable Commandant Instruction or other federal agency regulations, procedures, manuals, and other guidance documents, Coast Guard categorical exclusion #A3 is appropriate. b.
This Commandant Change Notice will not have any of the following: significant cumulative impacts on the human environment; substantial controversy or substantial change to existing environmental conditions; or inconsistencies with any Federal, State, or local laws or administrative determinations relating to the environment.
All future specific actions resulting from the general policies in this Commandant Change Notice must be individually evaluated for compliance with the National Environmental Policy Act (NEPA), DHS and Coast Guard NEPA policy, and compliance with all other environmental mandates. 8.
DISTRIBUTION.
An electronic version of NVIC 10-14 as revised by this Commandant Change Notice will be located at https://www.dco.uscg.mil/Our-Organization/NVIC/. 9.
PROCEDURE.
Remove and insert the following pages of NVIC 10-14: Remove Insert Enclosure (2), Page 1 CH-4 Enclosure (2), Page 1 CH-5 Enclosure (3), Page 12 CH-4 Enclosure (3), Page 12 CH-5 10.
RECORDS MANAGEMENT CONSIDERATIONS.
This Commandant Change Notice has been thoroughly reviewed during the directives clearance process, and it has been determined there are no further records scheduling requirements, in accordance with the Federal Records Act (44 U.S.C. 3101 et seq.), NARA requirements, and the Information and Life Cycle Management Manual, COMDTINST M5212.12 (series).
This policy does not create significant or substantial change to existing records management requirements. 11.
FORMS/REPORTS.
None.
Commandant US Coast Guard Stop 7509 United States Coast Guard 2703 Martin Luther King Jr.
Ave.
SE Washington, DC 20593-7509 Staff Symbol: CG-MMC Phone: (202) 372-2357 Fax: (202) 372-1246 E-Mail: MMCPolicy@uscg.mil COMDTCHANGENOTE 16721 NVIC 10-14 December 15, 2021 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14, CH-4 Subj: CHANGE 4 TO GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE
(MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 Ref: (a) Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level), NVIC 10-14, COMDTPUB 16721 1.
PURPOSE.
This Commandant Change Notice publishes CH-4 to NVIC 10-14. 2.
ACTION.
The Coast Guard will use NVIC 10-14 and 46 CFR 11.305 and 11.307 when establishing whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level). 3.
DIRECTIVES AFFECTED.
With the release of this Commandant Change Notice, NVIC 10-14 is updated. 4.
DISCUSSION.
The Coast Guard is aware that as a result of the limited number of approved QAs, there may be a hardship on mariners trying to complete STCW assessments after December 31, 2021.
In consideration of this, the Coast Guard will continue to allow STCW assessments to be signed by an assessor who meets the requirements specified in NVIC 19-14 until December 31, 2023.
These assessments must be submitted to the Coast Guard as part of a complete application no later than June 30, 2024.
Qualified military personnel need not be approved QAs and may continue to sign assessments after December 31, 2023.
This Commandant Change Notice revises NVIC 10-14 to reflect this extension. 5.
DISCLAIMER.
This guidance is not a substitute for applicable legal requirements, nor is it itself a regulation.
It is not intended to, nor does it impose legally-binding requirements on any party.
It represents the Coast Guard’s current thinking on this topic and is issued for guidance purposes to outline methods of best practice for compliance with applicable law.
You can use an alternative approach if the approach satisfies the requirements of the applicable statutes and regulations. 7.
ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS.
DISTRIBUTION – SDL No. 170 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X X D E X X F G H NON-STANDARD DISTRIBUTION: COMDTCHANGENOTE 16721 NVIC 10-14 a.
The development of this Commandant Change Notice and the general policies contained within it have been thoroughly reviewed under Department of Homeland Security Directive 023-01 and Environmental Planning COMDTINST 5090.1 (series) by the originating office, and are categorically excluded (CE) from further environmental analysis under paragraph #A3 in Table 3- 1 of U.S.
Coast Guard Environmental Planning Implementing Procedures 5090.1.
Because this Commandant Change Notice implements, without substantive change, the applicable Commandant Instruction or other federal agency regulations, procedures, manuals, and other guidance documents, Coast Guard categorical exclusion #A3 is appropriate. b.
This Commandant Change Notice will not have any of the following: significant cumulative impacts on the human environment; substantial controversy or substantial change to existing environmental conditions; or inconsistencies with any Federal, State, or local laws or administrative determinations relating to the environment.
All future specific actions resulting from the general policies in this Commandant Change Notice must be individually evaluated for compliance with the National Environmental Policy Act (NEPA), DHS and Coast Guard NEPA policy, and compliance with all other environmental mandates. 8.
DISTRIBUTION.
No paper distribution will be made of this Commandant Change Notice.
An electronic version will be located at https://www.dco.uscg.mil/Our-Organization/NVIC/. 9.
PROCEDURE.
Remove and insert the following pages of NVIC 07-14: Remove Insert Enclosure (2), Page 1 CH-3 Enclosure (2), Page 1 CH-4 Enclosure (3), Page 12 CH-3 Enclosure (3), Page 12 CH-4 10.
RECORDS MANAGEMENT CONSIDERATIONS.
This Commandant Change Notice has been thoroughly reviewed during the directives clearance process, and it has been determined there are no further records scheduling requirements, in accordance with the Federal Records Act (44 U.S.C. 3101 et seq.), NARA requirements, and the Information and Life Cycle Management Manual, COMDTINST M5212.12 (series).
This policy does not create significant or substantial change to existing records management requirements. 11.
FORMS/REPORTS.
None. 12.
REQUEST FOR CHANGES.
All requests for changes or questions regarding implementation of NVIC 10-14 and this Commandant Change Notice should be directed to the Mariner Credentialing Program Policy Division (CG-MMC-2), at (202) 372-2357 or MMCPolicy@uscg.mil.
To obtain approval for a course or training program, contact the NMC at (888) 427-5662 or IAskNMC@uscg.mil. /s/ J.
W.
MAUGER Rear Admiral, U.
S.
Coast Guard Assistant Commandant for Prevention Policy Commandant US Coast Guard Stop 7509 United States Coast Guard 2703 Martin Luther King Jr.
Ave.
SE Washington, DC 20593-7509 Staff Symbol: CG-MMC Phone: (202) 372-2357 Fax: (202) 372-1246 E-Mail: MMCPolicy@uscg.mil COMDTCHANGENOTE 16721 NVIC 10-14 May 7, 2020 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14, CH-3 Subj: CHANGE 3 TO GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE
(MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 Ref: (a) Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level), NVIC 10-14, COMDTPUB 16721 1. PURPOSE. This Commandant Change Notice publishes CH-3 to NVIC 10-14. 2. ACTION. The Coast Guard will use NVIC 10-14 and 46 CFR 11.305 and 11.307 when establishing whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level). Officers in Charge, Marine Inspection (OCMIs) should also bring this notice to the attention of the maritime industry within their zones of responsibility. 3. DIRECTIVES AFFECTED. With the release of this Commandant Change Notice, NVIC 10-14 is updated. 4. DISCUSSION. a. The Coast Guard has become aware of confusion over what requirements must be met for mariners who hold an STCW endorsement as Master on Vessels of 500 GT or More and Less Than 3,000 GT (Management Level) or Chief Mate on Vessels of 3,000 GT or More
(Management Level) who are seeking a raise of grade to an STCW endorsement as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level) and for a raise of grade of STCW endorsements from Chief Mate to Master on Vessels of 3,000 GT or More (Management Level). This commandant change notice revises NVIC 10-14 to provide guidance for these raises of grade. DISTRIBUTION – SDL No. 170 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X X D E X X F G H NON-STANDARD DISTRIBUTION: COMDTCHANGENOTE 16721 NVIC 10-14 b. The Coast Guard has extended the date for acceptance of assessments of mariner competence that are not signed by a Coast Guard approved Qualified Assessor. This commandant change notice revises NVIC 10-14 to reflect this extension. c. Enclosure (1) of NVIC 10-14 contained grandfathering and transition provisions that expired on March 24, 2019. This commandant change notices removes those expired provisions. 5. DISCLAIMER. This guidance is not a substitute for applicable legal requirements, nor is it itself a regulation. It is not intended to, nor does it impose legally-binding requirements on any party. It represents the Coast Guard’s current thinking on this topic and is issued for guidance purposes to outline methods of best practice for compliance with applicable law. You can use an alternative approach if the approach satisfies the requirements of the applicable statutes and regulations.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — MAJOR CHANGES.
a. Enclosures (1) of NVIC 10-14 is revised to add guidance on qualifying for STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level) for mariners who hold an STCW endorsement as Master on Vessels of 500 GT or More and Less Than 3,000 GT (Management Level) or Chief Mate on Vessels of 3,000 GT or More (Management Level). b. Enclosures (2) and (3) are revised to note the extension of the date for acceptance of assessments that were not signed by a Coast Guard approved Qualified Assessor. c. Enclosure (1) is revised to remove transitional and grandfathering provisions that have expired.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS.
a. The development of this Commandant Change Notice and the general policies contained within it have been thoroughly reviewed under Department of Homeland Security Directive 023-01 and Environmental Planning COMDTINST 5090.1 (series) by the originating office, and are categorically excluded (CE) from further environmental analysis under paragraph #A3 in Table 3- 1 of U.S. Coast Guard Environmental Planning Implementing Procedures 5090.1. Because this Commandant Change Notice implements, without substantive change, the applicable Commandant Instruction or other federal agency regulations, procedures, manuals, and other guidance documents, Coast Guard categorical exclusion #A3 is appropriate. b. This Commandant Change Notice will not have any of the following: significant cumulative impacts on the human environment; substantial controversy or substantial change to existing environmental conditions; or inconsistencies with any Federal, State, or local laws or administrative determinations relating to the environment. All future specific actions resulting from the general policies in this Commandant Change Notice must be individually evaluated for compliance with the National Environmental Policy Act (NEPA), DHS and Coast Guard NEPA policy, and compliance with all other environmental mandates.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — DISTRIBUTION. No paper distribution will be made of this Commandant Change Notice. An
electronic version will be located at https://www.dco.uscg.mil/Our-Organization/NVIC/. COMDTCHANGENOTE 16721 NVIC 10-14
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — PROCEDURE. Remove and insert the following pages of NVIC 10-14:
Remove Insert Enclosure (1), CH-2 Enclosure (1), CH-3 Enclosure (2), Page 1 CH-2 Enclosure (2), Page 1 CH-3 Enclosure (3), Page 12 CH-2 Enclosure (3), Page 12 CH-3
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — RECORDS MANAGEMENT CONSIDERATIONS. This Commandant Change Notice has been
thoroughly reviewed during the directives clearance process, and it has been determined there are no further records scheduling requirements, in accordance with the Federal Records Act (44 U.S.C. 3101 et seq.), NARA requirements, and the Information and Life Cycle Management Manual, COMDTINST M5212.12 (series). This policy does not create significant or substantial change to existing records management requirements.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — FORMS/REPORTS. None.
FORMS/REPORTS. None.
CH-5 To Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels Of 3,000 GT Or More, (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 — REQUEST FOR CHANGES. All requests for changes or questions regarding implementation of
Reference (a) and this Commandant Change Notice should be directed to the Mariner Credentialing Program Policy Division (CG-MMC-2), at (202) 372-2357 or MMCPolicy@uscg.mil.
To obtain approval for a course or training program, contact the NMC at (888) 427-5662 or IAskNMC@uscg.mil. /s/ R.
V.
TIMME Rear Admiral, U.
S.
Coast Guard Assistant Commandant for Prevention Policy Commandant US Coast Guard Stop 7509 United States Coast Guard 2703 Martin Luther King Jr.
Ave.
SE Washington, DC 20593-7509 Staff Symbol: CG-MMC Phone: (202) 372-2357 Fax: (202) 372-1246 E-Mail: MMCPolicy@uscg.mil COMDTCHANGENOTE 16721 NVIC 10-14 August 3, 2018 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14, CH-2 Subj: CH-2 TO GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 Ref: (a) Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level), NVIC 10-14, COMDTPUB 16721 1.
PURPOSE.
This Commandant Change Notice publishes CH-2 to reference (a). 2.
ACTION.
The Coast Guard will use reference (a) and 46 CFR 11.305 and 11.307 when establishing whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level).
Officers in Charge, Marine Inspection (OCMIs) should also bring this notice to the attention of the maritime industry within their zones of responsibility. 3.
DIRECTIVES AFFECTED.
With the release of this Commandant Change Notice, reference (a) is updated. 4.
DISCUSSION. a.
Reference (a) provided a transition period until December 31, 2016, during which mariners could qualify for an endorsement using assessments from previous policies.
The Coast Guard has become aware that some mariners who began qualifying using the former assessment scheme have yet to complete all of their assessments and would have to re-start their assessment process using the new assessment scheme.
In order to minimize burden to these mariners, the Coast Guard is extending the period during which mariners may use the former assessment scheme. b.
This Commandant Change Notice also removes provisions for renewal of endorsements and for grandfathering that expired on January 1, 2017.
DISTRIBUTION – SDL No. 168 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X D E X X F G H X X NON-STANDARD DISTRIBUTION: COMDTCHANGENOTE 16721 5.
DISCLAIMER.
This guidance is not a substitute for applicable legal requirements, nor is it itself a regulation.
It is not intended to, nor does it impose legally-binding requirements on any party.
It represents the Coast Guard’s current thinking on this topic and is issued for guidance purposes to outline methods of best practice for compliance with applicable law.
You can use an alternative approach if the approach satisfies the requirements of the applicable statutes and regulations. 6.
MAJOR CHANGES.
This Commandant Change Notice changes the guidance found in reference (a) concerning the transition from the former assessment scheme.
The period during which the former assessment scheme may be used is being extended until March 24, 2019. 7.
ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS. a.
The development of this NVIC and the general policies contained within it have been thoroughly reviewed by the originating office, and are categorically excluded (CE) under current USCG CE # 33 from further environmental analysis, in accordance with Section 2.B and Appendix A, DHS Instruction Manual 023-01-001-01, Revision 01, Implementation of the National Environmental Policy Act (NEPA).
Because this NVIC implements, without substantive change, the applicable Commandant Instruction or other federal agency regulations, procedures, manuals, and other guidance documents, Coast Guard categorical exclusion #A3 is appropriate b.
This NVIC will not have any of the following: significant cumulative impacts on the human environment; substantial controversy or substantial change to existing environmental conditions; or inconsistencies with any Federal, State, or local laws or administrative determinations relating to the environment.
All future specific actions resulting from the general policies in this NVIC must be individually evaluated for compliance with the National Environmental Policy Act
(NEPA), DHS and Coast Guard NEPA policy, and compliance with all other environmental mandates. 8.
DISTRIBUTION.
No paper distribution will be made of this Commandant Change Notice.
An electronic version will be located at https://www.dco.uscg.mil/Our-Organization/NVIC/. 9.
PROCEDURE.
Remove and insert the following pages of Reference (a): Remove Insert Enclosure (1) Enclosure (1) CH-2 Enclosure (2), Page 1 CH-1 Enclosure (2), Page 1 CH-2 Enclosure (3), Page 12 CH-1 Enclosure (3), Page 12 CH-2 Enclosure (4), Page 1 Enclosure (4), Page 1 CH-2 10.
RECORDS MANAGEMENT CONSIDERATIONS.
This NVIC has been thoroughly reviewed during the directives clearance process, and it has been determined there are no further records scheduling requirements, in accordance with the Federal Records Act (44 U.S.C. 3101 et seq.), NARA requirements, and the Information and Life Cycle Management Manual, COMDTINST CH-2 2 COMDTCHANGENOTE 16721 M5212.12 (series).
This policy does not create significant or substantial change to existing records management requirements.
I l.
FORMS/REPORTS.
None. 12.
REOUEST FOR CHANGES.
Requests for changes or questions regarding implementation of Reference (a) and this Commandant Change Notice should be directed to the Mariner Credentialing Program Policy Division (CG-MMC -2), at (202) 372-235,7 or MMCPolicy@uscs.mil.
To obtain approval for a course or training program, contact the NMC at (888) 427-5662 or IAskNMC@uscg.mil. ' J.
P.
NADEAU Rear Admiral, U.
S.
Coast Guard Assist¿nt Commandant for Prevention Policy CH-2 3 Commandant US Coast Guard Stop 7501 United States Coast Guard 2703 Martin Luther King Jr.
Ave.
SE Washington, DC 20593-7501 Staff Symbol: CG-MMC-2 Phone: (202) 372-2357 Fax: (202) 372-1246 E-Mail: MMCPolicy@uscg.mil COMDTCHANGENOTE 16721 NVIC 10-14 February 21, 2017 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14, CH 1 Subj: CH-1 TO GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS AS MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE (MANAGEMENT LEVEL), NVIC 10-14, COMDTPUB 16721 Ref: (a) Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level), NVIC 10-14, COMDTPUB 16721 1.
PURPOSE.
This Commandant Change Notice publishes change one to Reference (a), Guidelines on Qualification for STCW Endorsements as Master or Chief Mate on Vessels of 3,000 GT or More
(Management Level), NVIC 10-14, COMDTPUB 16721. 2.
ACTION.
Officers in Charge, Marine Inspection (OCMIs) should bring this Commandant Change Notice to the attention of the maritime industry within their zones of responsibility.
Internet release is authorized. 3.
DIRECTIVES AFFECTED.
With the release of this Commandant Change Notice, Reference (a) is updated. 4.
DISCUSSION. a.
This Commandant Change Notice changes the guidance found in Reference (a) concerning qualifying for STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More. b.
After publication of Reference (a), the Coast Guard recognized that some of the model assessments are duplicative of training and assessment done in Coast Guard approved courses required for an endorsement as Master or Chief Mate on Vessels of 3,000 GT or More. c.
If a mariner has begun qualifying for an endorsement as Master or Chief Mate on Vessels of 3,000 GT or More using the original assessment guidelines, and the vessel on which they are serving does not support one or more assessments from the original guidelines, mariners may DISTRIBUTION – SDL No. 168 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X D E X X F G H NON-STANDARD DISTRIBUTION: COMDTCHANGENOTE 16721 substitute the corresponding assessment from this CH-1.
The Coast Guard will continue to accept demonstrations of competence using the original guidelines (Enclosure (2)) and documented using the original Record of Assessment (Enclosure (3)) until December 31, 2017. 5.
DISCLAIMER.
This guidance is not a substitute for applicable legal requirements, nor is it itself a regulation.
It is not intended to, nor does it impose legally-binding requirements on any party.
It represents the Coast Guard’s current thinking on this topic and is issued for guidance purposes to outline methods of best practice for compliance with applicable law.
You can use an alternative approach if the approach satisfies the requirements of the applicable statutes and regulations. 6.
MAJOR CHANGES. a.
This CH-1 to NVIC 10-14 revises Enclosures (2) and (3).
Enclosure (2) is revised to note that applicable assessments can be demonstrated by successful completion of a Coast Guard approved course required by regulation.
The changes specify which knowledge, understanding and proficiency (KUPs) the courses meet.
For these KUPs, the mariner need only present a course completion certificate as evidence to demonstrate the assessment.
It is important to note that these changes do not impose new training requirements. b.
The assessments in Enclosure (2) are also revised to omit excessive detail that is not necessary to establish the competence of the candidate. c.
Enclosure (2) is revised to remove duplication with assessments in other NVICs.
Three assessments in Enclosure (2) were noted as being duplicative of assessments done at the opertional level for endorsements as Officer in Charge of a Navigational Watch (OICNW).
Two of these are deleted in this CH-1, and the third has been revised to be more appropriate to the management level. d.
Enclosure (3) is revised to be consistent with changes to Enclosure (2).
Changes from the original guidelines in Enclosures (2) and (3) are indicated by a vertical line to the left of the changed text. 7.
ENVIRONMENTAL ASPECT AND IMPACT CONSIDERATIONS. a.
The development of this Commandant Change Notice and the general policies contained within it have been thoroughly reviewed by the originating office, and are categorically excluded (CE) under current USCG CE # 33 from further environmental analysis, in accordance with Section 2.B.2. and Figure 2-1 of the National Environmental Policy Act Implementing Procedures and Policy for Considering Environmental Impacts, COMDTINST M16475.1 (series).
Because this NVIC implements, without substantive change, the applicable Commandant Instruction or other federal agency regulations, procedures, manuals, and other guidance documents, Coast Guard categorical exclusion #33 is appropriate. b.
This Commandant Change Notice will not have any of the following: significant cumulative impacts on the human environment; substantial controversy or substantial change to existing environmental conditions; or inconsistencies with any Federal, State, or local laws or administrative determinations relating to the environment.
All future specific actions resulting from the general policies in this NVIC must be individually evaluated for compliance with the COMDTCHANGENOTE 16721 National Environmental Policy Act (NEPA), DHS and Coast Guard NEPA policy, and compliance with all other environmental mandates. 8.
DISTRIBUTION.
No paper distribution will be made of this Commandant Change Notice.
An electronic version will be located at http://www.uscg.mil/hq/cg5/nvic. 9.
PROCEDURE.
Remove and insert the following pages: Remove Insert Remove Enclosure (2) Insert CH-1 Enclosure (2) Remove Enclosure (3) Insert CH-1 Enclosure (3) 10.
RECORDS MANAGEMENT CONSIDERATIONS.
This Commandant Change Notice has been thoroughly reviewed during the directives clearance process, and it has been determined there are no further records scheduling requirements, in accordance with the Federal Records Act (44 U.S.C. 3101 et seq.), NARA requirements, and the Information and Life Cycle Management Manual, COMDTINST M5212.12 (series).
This policy does not create significant or substantial change to existing records management requirements. 11.
FORMS/REPORTS.
None. 12.
REQUEST FOR CHANGES.
All requests for changes or questions regarding implementation of this Commandant Change Notice should be directed to the Mariner Credentialing Program Policy Division (CG-CVC-4), at (202) 372-2357 or MMCPolicy@uscg.mil.
To obtain approval for an alternative to the assessments described in Enclosure (2), contact the NMC at (888) 427-5662 or IAskNMC@uscg.mil.
P.
F.
THOMAS Rear Admiral, U.
S.
Coast Guard Assistant Commandant for Prevention Policy Commandant 2703 Martin Luther King Jr.
Ave.
SE United States Coast Guard Washington, DC 20593-7501 Staff Symbol: CG-CVC-4 Phone: (202) 372-2357 E-Mail: MMCPolicy@uscg.mil COMDTPUB P16721 NVIC 10-14 April 28, 2014 NAVIGATION AND VESSEL INSPECTION CIRCULAR NO. 10-14 Subj: GUIDELINES ON QUALIFICATION FOR STCW ENDORSEMENTS OF MASTER OR CHIEF MATE ON VESSELS OF 3,000 GT OR MORE
(MANAGEMENT LEVEL) Ref: (a) International Convention on Standards of Training, Certification and Watchkeeping for Seafarers, 1978, as amended (STCW), Regulation II/2.1 and II/2.2, and Section A-II/2 of the STCW Code, incorporated into regulations at 46 Code of Federal Regulations (CFR) 11.102 1. PURPOSE. This Navigation and Vessel Inspection Circular (NVIC) provides guidance on qualification and revalidation of STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level). 2. ACTION. The Coast Guard will use this NVIC and 46 CFR 11.305 and 11.307 when establishing whether candidates are qualified to hold STCW endorsements as Master or Chief Mate on Vessels of 3,000 GT or More (Management Level). Officers in Charge, Marine Inspection (OCMIs) should bring this NVIC to the attention of the maritime industry within their zones of responsibility. This NVIC is available on the World Wide Web at http://www.uscg.mil/hq/cg5/nvic/. The Coast Guard will distribute it by electronic means only. 3. DIRECTIVES AFFECTED. This NVIC supersedes National Maritime Center (NMC) Policy Letter 04-02, Applicants for Ocean or Near Coastal Master and Chief Mate Licenses for Service on Vessels of 3000 or More Gross Tonnage (GT) with Qualifying Service or Training Beginning on or After 1 August 1998 and All Applicants Beginning 1 February 2002. DISTRIBUTION – SDL No. 162 a b c d e f g h i j k l m n o p q r s t u v w x y z A B X X X X C X X X D E X F G H
Sections it refers to
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